) Fundamental Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products and high-risk or complex products, i.e., derivatives, high-risk or complex of
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
obtaining ACMF Pass The procedure for obtaining ACMF Pass including its renewal are subject to Laws and Regulations of the Host Jurisdiction as prescribed in Appendix 2. 3.4 On-going obligation 3.4.1
. grant ACMF PASS if it determines that the eligibility requirements and supporting documents have been satisfied and complied with; or ii. deny the application stating the reason/s for the denial. Renewal
transaction is deemed justifiable. Opinion of the Audit Committee and/or its members which differs from the Company’s Board of Directors : Same as the Board of Directors 2) Renewal of Car Service Agreement (1
.. (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To Managers All securities companies Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for Renewal of
) 25/2550 Re: Guidelines for Renewal of Approval for Investor Contacts In continuation of the Notification of the SEC Office No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of
. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the
.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the “Contacts
Service Fees 51,375,206 Baht 3.6 Rationale and necessity of the transaction This transaction is renewal of existing lease and services agreement for further 1 year and 7 months with rental and service fees