immediate family member or close family member of the personnel in the audit team holds financial interest in audit clients or serve as a director or officer of an audit client, or as an employee in a
collaboration of audit firm leaders, auditors and personnel. Nevertheless, some audit firms have yet to remove deficiencies in engagement performance and monitoring while they are revising their audit manual and
which non-audit services possibly create threats to auditors’ independence, the audit firms should set up appropriate safeguards to eliminate or reduce those threats to an acceptable level. In some cases
to oversee climate- related issues 47 Board level oversight: Board Sustainability Committee Management responsibility for implementation: Sustainability Team IncentivesFrequent reporting Source: CDP
stronger independence from the government and improved enforcement capacity and cooperation; > Updating and clarifying SET and SEC guidelines and regulations to remove redundancy and make them easier to
.................................................. 2 Sustainalytics’ Opinion ................................ 3 For inquiries, contact the Sustainable Finance Solutions project team: For inquiries, contact the Sustainable Finance Solutions project
, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from
, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall remove the name of such person from
remove the name of such person from the register of person qualified to be fund manager. Clause 7. In order for a person to be approved to be listed in the register of person qualified to be fund manager
efforts to enhance the roles and competitiveness of Thailand’s securities market in the global arena as well as its accessibility by both issuers and investors. It has also laid out measures to eliminate