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Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of the outstanding investment units is to promote the more extensive distribution of investment units. The
. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October
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less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
approval for the establishment of mutual fund Cross-border Offering of Funds Offering of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third