units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the representative to comply with the clause in the agreement and
rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
Private Sector Collective Action against Corruption: 1) Having declared the intention to join the CAC; 2) Having been certified by the CAC; 3) Having its parent company overseeing compliance with law; or 4
Approve with the comment of the company . Propose to modify from “mandatory” to “accredit” IT Club A prevention measure for alteration of other record is materiality of overseeing and inspecting a
operations included: Notification of Committee Overseeing Debt Collection Practices Notification of Committee Overseeing Debt Collection Practices Re: Number of Contacts for Debt Collection, which was
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. SEC Classification : ใชภ้ายใน (Internal) FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration s...
investment banking arm of Maybank), as well as Head of Corporate Investment Banking overseeing a portfolio of over MYR20billion in assets. He subsequently served as Managing Director for Direct Investment
. Mr.Surachet previously served as CEO of Maybank Investment Bank (formerly known as Aseambankers, the investment banking arm of Maybank), as well as Head of Corporate Investment Banking overseeing a portfolio of