and sale or exchange of securities in the Securities Exchange and in an over-the-counter centre by a securities company licensed to undertake securities dealing business; (9) relocate its head office or
high net worth investors shall submit an application to the SEC Office and register the transfer restriction (if any) with the SEC Office. The provisions under Clause 17, Clause 18 and Clause 19 shall
and underlying shares to specific investors, provided that it has registered with the Office the transfer restriction of warrants to be offered, bearing a statement that the company shall not accept any
sale each time that the issuer shall not accept transfer registration of bonds in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office
debt securities in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office; (3) complying with the rules prescribed in Clause 33 or Clause
high net worth investors under Clause 21(3) that has been included an offer for sale of investors registered for a transfer restriction within no more than ten specific investors within any four- month
. The offer for sale under paragraph 1(2) and (3) that has been registered for a transfer restriction within the institutional investors or high net worth investors shall not be considered as an offer for
are complied with: (1) the company has registered a transfer restriction for the convertible securities with the SEC Office stating that it will not accept any registration of transfer of convertible
securities in any succeeding step made in one of the following manners: (a) an offer for sale of securities with transfer restriction where the offering is made without breaching of such restriction; (b) an
, which conducts business as a carrier with its own containers, gained lower revenue from transportation due impact from corona 2019 epidemic situation resulting in not being able to relocate containers as