Has the firm at least annually obtained written declarations on compliance with the firm’s independence policies and procedures from all firm personnel? 9 Does the firm have Confidentiality Declaration
end of the last business day of each month cannot be calculated, the net asset value as announced during any calendar year shall be averaged out according to the number of announcements instead. (2) the
public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following information: (1) list of name of persons who