: Clause 1 This Notification shall come into force as from 1 January 2015, except the following clauses: (1) Clause 12(4), which relates to arrangement of agreement between clients and derivatives advisors

co-underwriter or a related securities company which relates to the underwritten securities or other securities relating to the underwritten securities in such a manner that any change in such

underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to underwritten securities or other securities relating to

by the Company or the group of companies which comprises the Company, its subsidiaries and associates being operated or to be operated, as the case may be. The information shall cover at least the

have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign

1.3 Gain (loss) on Securities trading 1.4 Gain (loss) on Derivatives trading 1.5 Interest and dividend 1.6 Interest on margin loans 1.7 Share of profit of subsidiaries and associates 1.8 Others incomes

associates and joint ventures) หมายถึง เงินลงทุนในบริษัทย่อย บริษัทร่วม และการร่วมค้า ตามที่กำหนดในมาตรฐานการรายงาน ทางการเงินที่เกี่ยวข้อง โดยให้บริษัทหลักทรัพย์แสดงรายการเงินลงทุนในบริษัทย่อย บริษัทร่วม และ

Securities and Exchange Commission on Approval of Auditors in the Capital Market B. The subsidiaries, associates, or joint ventures of the businesses in Clause 3, as well as the contract values or audit fee

ในบริษัทย่อยและบริษัทร่วม (Share of profit of subsidiaries and associates) หมายถึง ส่วนแบ่งผลกำไรในบริษัทย่อยและบริษัทร่วมที่บริษัทรับรู้ตามสัดส่วนการถือหุ้นในบริษัทดังกล่าว 1.8 รายได้อื่น (Other

and nature of the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associates being operated or to be operated, as the case may be. The