reference. PAGE 4 Notification of the Securities and Exchange Commission No. Kor Thor 18/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to

reference. PAGE 4 Notification of the Securities and Exchange Commission No. Kor Thor. 19/2563 Re: Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to

Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to

Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision

(Regulatory Sandbox) หัวข้อ รายละเอียด ชื่อผู้ขออนุญาต การดำเนินการ ( ยุติการให้บริการก่อนครบกำหนดระยะเวลา - วันที่ครบกำหนด........................................................................... - วันที่

derivatives (contract), derivatives business, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices

- ร่าง - 3 ประกาศแนวปฏิบัติ ที่ นป. 3/2560 เรื่อง โครงการทดสอบนวัตกรรมในกระบวนการรวบรวมและประเมินข้อมูลของลูกค้า (KYC Regulatory Sandbox) __________________ ตามที่ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทธ

registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business

regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk

following regulatory agencies which is located in a country whose supervisory measures on investment management are recognized by the SEC Office: (a) a regulatory agency which is a member of the International