• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA

, India on 11 and 12 February 2014. Co-organised by the Securities and Exchange Board of India (SEBI) and the OECD, it brought together senior government officials and regulators from Asian countries

of audience including policy makers, regulators, institutional investors and finance industries. The EU-Asia Financial Services Dialogue is timely as it provides all of us an opportunity to exchange

(12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant

intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way

regulators from ASEAN countries whose primary task is to promote greater integration and connectivity of regional capital markets. One of the key initiatives by the ACMF is the development of sustainable asset

third-party “oracles” to supply data – Manipulating prices on outside sites allows attackers to compromise DeFi platforms Regulatory challenges continued • Ignorance and overconfidence of regulators – “We

Audit Regulators IOSCO หรือ European Commission ต่างก็ให้ความส าคัญกับเร่ือง ความเป็นอิสระของผู้ท าหน้าที่ก ากับดูแล โดยมีข้อก าหนดที่ชัดเจนว่า หน่วยงานก ากับดูแลผู้สอบบัญชี ที่จะได้รับการยอมรับว่ามี

’ resources. • Audit firms need to recruit new staff for this. • regulators focusing on whether firms are competing on price rather than on audit quality 2. Political Environments Audit Committees : possibility

การสร้างมาตรการจูงใจ KNOWLEDGE DEVELOPMENT การพัฒนาองค์ความรู้ • Regulators: i.e., policy setting • Banks: Industry handbook Preparation • Private Sector: Ability to access ESG financial instruments