. ■ Licenses for inter-dealer brokers - A Ministerial Regulation was proposed to enable the SEC to issue securities business licenses to those who wish to act as intermediaries to find suitable counter-parties
additional clarity to others. While some of the Principles may be more appropriate for larger than for smaller companies, it is suggested that policymakers may wish to raise awareness of good corporate
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
proposed amendment to the regulation relating to approval of paperless filing for establishment and management of mutual funds. The revision is intended to facilitate the business sector, reduce carbon
the SETûs regulation on connected transactions ● Improved legal proceedings regarding breaches of securities law for more efficiency ● Revised rules on roles of audit committee of listed companies
-regulation and the costs from unintended consequences of policy action. 8 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 underpinned by a stock-taking exercise of progress
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx