will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law Company Limited Director of Regulation Development Department, the Office of the Securities and Exchange Commission
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure
, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that
Observance of the IOSCO Objectives and Principles of Securities Regulation (2008) 2019 Full assessment reports: Thailand - Financial System Stability Assessment Thailand - Financial Sector Assessment
การเงินของประเทศ จึงได้เข้าร่วมโครงการ FSAP เพื่อประเมินประสิทธิผลของภาคตลาดทุน เทียบกับมาตรฐานสากลของ IOSCO Objectives and Principles for Securities Regulation (“IOSCO Principles") จำนวน 37 ข้อ 3
responsibilities of the chairman and the CEO. The Stock Exchange of Thailand (“SET") has also announced the SET Regulation Re: Listing of Ordinary Shares or Preferred Shares as Listed Securities (No.6) B.E. 2020