within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote
/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends
/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends
Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on
Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on
/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to