that the purchase, sale, or exchange of digital assets are fair, transparent and accountable, and to establish mechanisms for maintaining the stability of the national financial system and macroeconomy
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
management. “foreign exchange” means [i] a juristic person established under foreign law which offers service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by
service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities regulator. “market maker” means a person who is appointed to provide
Microsoft Word - E-0075 (Translation) No. CK-17-0000-PO-L-0075 November 15, 2017 Re: Notification of Cancellation and/or Suspension of Land Purchase under the Resolution of the Board of Directors
Share Purchase Agreement with respect to the share purchase transaction of Glow Energy Public Company Limited Attention: President Stock Exchange of Thailand Reference is made to the Information
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
conduct their own investigation and analysis of the product and consult with their own professional advisers as to the risks involved in making such a purchase. Some investments discussed in this report may
Page 1 of 2 Ref. GEL.CS.012/2561 25th April 2018 Subject: The disposition of warrants to purchase common stock of Millcon Steel Public Company Limited No.4 (MILL-W4) To: President The Stock Exchange
Page 1 of 2 Ref. GEL.CS.003/2561 27th February 2018 Subject: The disposition of warrants to purchase common stock of Millcon Steel Public Company Limited No.3 (MILL-W3) To: Director and Manager The