, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
Content Intermediaries Rela te d Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorThor. 60/2561 Re: Rules, Conditions, and Procedure for Outsourcing
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights in a shareholders' meeting 17. Dividend payment 18. Fees 19. Procedure for dissolution of
Police or the Department of Special Investigation) for further investigation in accordance with the Criminal Procedure Code. After that, the inquiry official will conduct a further investigation and pass