_____________________________________________________ ________________________________________________________________________ 15) Number of years the CIS Operator has managed funds : _________________ Total assets under management (latest available

foreign ETF comply with the Notification of the Capital Market Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund

Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify ____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an

and private markets). Global Wealth and Asset Management AUMA at December 31, 2021, which includes $194.6 billion of assets managed on behalf of other segments and $147.9 billion of assets under

specify _____________________________________________________ ________________________________________________________________________ 16) Number of years the CIS Operator has managed funds

managed by a Hong Kong Covered Management Company that is licensed by or registered with the SFC for Type 9 regulated activity (asset management) in accordance with Part V of the SFO that satisfies the

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

million in 6M20, decreased by 44.4% YoY. This decrease was from the temporary closure of managed hotels as a result of COVID-19 pandemic. Loss sharing from Investments The Company had loss sharing from

(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the