of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
ส่งเสริมวิสาหกิจขนาดกลางและขนาดย่อม (สสว.) สมาคม ธุรกิจเพื่อสังคม (Social Enterprise Association: SE) สมาคมการค้าสตาร์ท อัพ ไทย สมาคมเครือข่ายโกลบอลคอมแพ็กแห่งประเทศไทย SHARE : ContactUs
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
ข้อมูลใน Library 'Site_Menu_Detail' กรุณาเพิ่มข้อมูลใน Library ดังกล่าว กฎเกณฑ์ SHARE : Detail Content นิติบุคคลที่ประกอบธุรกิจ (Regulated Entities) เกณฑ์การประกอบธุรกิจ ( Rules and Regulations ) นาย
, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
juristic person with the SEC Office and managing fund of the juristic person so established, in which case the juristic person's personnel may be appointed to participate in management of enterprise in which
should establish a framework for governance of enterprise IT that is aligned with the company’s business needs and priorities, stimulates business opportunities and performance, strengthens risk management