KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Exchange Traded Fund : ETF,Sector Fund | Offering Date : 27/05/2013 - 03/06/2013
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
(International) Corporate Governance Code 2017 Concept CG Code Practice Notes SET Ministry of Commerce Other related entities Company Profile Assessment National level Listed company level Archive CG CSR
(International) Corporate Governance Code 2017 Concept CG Code Practice Notes SET Ministry of Commerce Other related entities Company Profile Assessment National level Listed company level Archive CG CSR
Ministry of Commerce Commission Member SCE_Eng_p.1-16 10/29/04, 1:05 AM8 9 (Board of the SEC) Mr. Panas Simasathien Commission Member Mr. Viroj Nualkhair Commission Member Mr. Prasong Vinaiphat Commission
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
the Thai Chamber of Commerce 30/07/2024 SEC media briefing on law enforcement and Thai ESG revised rules in July 2024 24/07/2024 SEC, UNDP and IOM co-organize a workshop on “Human Rights Due Diligence