supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust
Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing / Registration • Brokerage о Securities Brokerage о
country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors upon approval as an ARFP fund and host jurisdiction
ประกอบธุรกิจตัวกลาง > กฎเกณฑ์ที่เกี่ยวข้อง กฎเกณฑ์ SHARE : Detail Content ผู้ประกอบธุรกิจตัวกลาง กฏเกณฑ์ที่เกี่ยวข้องกับตัวกลาง นิติบุคคลที่ประกอบธุรกิจ (Regulated Entities) เกณฑ์การ
ประกอบธุรกิจตัวกลาง > กฎเกณฑ์ที่เกี่ยวข้อง กฎเกณฑ์ SHARE : Detail Content ผู้ประกอบธุรกิจตัวกลาง กฏเกณฑ์ที่เกี่ยวข้องกับตัวกลาง นิติบุคคลที่ประกอบธุรกิจ (Regulated Entities) เกณฑ์การ
ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors
track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and
ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors