track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and
will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the participating fund managers have the necessary experience and track record in managing
trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust
: Detail Content Equity Instruments Shares Secondary Public Offering (SPO) Can be done in 2 cases: 1. Fast track case for companies with good corporate governance and offer for sale of shares at
business. 7. Not being in default on principal or interests of any debt securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. Fast track
, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
บริษัทจดทะเบียน (SPO) กฎเกณฑ์ SHARE : Detail Content ตราสารทุน หุ้น การเสนอขายหุ้นแก่ประชาชนทั่วไปของบริษัทจดทะเบียน (SPO) แบ่งเป็น 2 กรณี คือ 1. กรณี fast track สำหรับบริษัทที่มีการกำกับดูแลกิจการ
filing of the application for an approval, the applicant has never breached any provisions on the use of proceeds of the bonds Face value of bills - - - Fast track - - Available only if the issuers
compensations for damages incurred to investors in all cases. Other regulated regulators in the public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the
Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing / Registration • Brokerage о Securities Brokerage о