and Mission The SEC’s vision, mission and objectives aim at supervising and developing the capital market to be efficient, transparent, inclusive, reliable, and in accordance with international
professional standards and/or regulation, such as accounting firms, accredited verifiers, and regulated credit rating agencies, while others are not. At a high level, all firms providing external reviews should
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
เชี่ยวชาญจาก International Monetary Fund หรือ IMF เสนอแนะว่า ประเทศต่าง ๆ ทัว่โลกควรเพิ่มความร่วมมือกันในการกำกับดูแลสินทรัพย์ดิจิทัล และควรมีมาตรฐานกลางในการกำกับดูแล สินทรัพย์ดิจิทัล เพ่ือให้มีแนวทางการ
: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
the borders open, international travel will continue to be strictly monitored and regulated to prevent outside cases of COVID-19 from entering the country. International travel will initially be for
. Additional Regional Disclaimers Australia: Credit Suisse Securities (Europe) Limited ("CSSEL") and Credit Suisse International ("CSI") are authorised by the Prudential Regulation Authority and regulated by the
International Company Limited from existing shareholders as the Stock Exchange of Thailand queried Attn.: The President The Stock Exchange of Thailand As per queried by the Stock Exchange of Thailand (SET) on