compensations for damages incurred to investors in all cases. Other regulated regulators in the public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the
economic growth and social development. The SEC* has set our vision as follows: “The SEC is ready to embrace changes and develops a sustainable capital market and economy for the benefit of all
than the regulated entities under our own supervision. The governance framework was approved by the SEC Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness
Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In case of a complaint related to services of a securities or asset management
investors' confidence which would benefit businesses, the capital market and Thai economy. The index and description are as follows: Legal Protection and Key Developments Thailand's ranking in Protecting
investors' confidence which would benefit businesses, the capital market and Thai economy. The index and description are as follows: Legal Protection and Key Developments Thailand's ranking in Protecting
หน่วยงานภายใตก้ ากบัดูแล (regulated entity) มอบหมาย (delegate) งานบางประเภทใหบุ้คคลท่ีสามปฏิบติัแทน ส านกังานตอ้งมีการก ากบัดูแลการ outsourcing หรือ การ delegation งานดงักล่าวอยา่งครบถว้นเพียงพอและเป็นไป