บทบาทของ ก.ล.ต. กับความหลากหลายทางชีวภาพ และกระบวนการ The LEAP Approach บทบาทของ ก.ล.ต. กับความหลากหลายทางชวีภาพ และกระบวนการ The LEAP Approach www.sec.or.th secthailand.officialThaiSEC_Newsสํานักงาน
achieve sustainable outcomes without imposing undue burdens on regulated persons. Operating under limited resources, the SEC’s approach to regulatory and supporting measures combines intervention and
to ESG analysts and all investment teams. Why We Engage • Value Creation: On behalf of our clients, we engage companies with an outcome oriented approach to mitigate risks and support long-term returns
+&' 2 &) +&' 2 = >?' x +&' x ' &)>?'?'=2:+&*1 ? . &) &)1% = % x &)1%' (9%2 & fixed-haircut approach &)%+9&) 3 : ) "%%% &)" %
ลูคา่ คา่ความเสีย่ง เงนิสด จ านวนเงนิ + ดอกเบีย้คา้งรับ 0% P/N NCD B/E ทีอ่อกโดย สง. Face value 0% เงนิลงทนุ Mark to market ตามวธิ ีfixed-haircut approach สทิธเิรยีกรอ้งในลกูหนีม้ารจ์ิน้ มลูหนีข้องลกู
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
professional standards and/or regulation, such as accounting firms, accredited verifiers, and regulated credit rating agencies, while others are not. At a high level, all firms providing external reviews should
(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC
report as only a single factor in making their investment decision. mailto:Phineas.glover@credit-suisse.com Our Approach A lens to understand industry structural change 1. Climate Transition Super
CFA INSTITUTE STATEMENT ON “GUIDANCE FOR INTEGRATING ESG INFORMATION INTO EQUITY ANALYSIS AND RESEARCH REPORTS” CFA Institute commends the SEC Thailand for promoting a diligent and thorough approach