activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
governance standards of the SEC are rigorous, not lower than the international standards, and not lower than the regulated entities under our own supervision. The governance framework was approved by the SEC
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
according to the disclosed information in prospectus, for instance, acquisition or disposal of assets, related party transactions or takeovers; Inappropriate behaviors of executives or directors, for instance
หน่วยงานภายใตก้ ากบัดูแล (regulated entity) มอบหมาย (delegate) งานบางประเภทใหบุ้คคลท่ีสามปฏิบติัแทน ส านกังานตอ้งมีการก ากบัดูแลการ outsourcing หรือ การ delegation งานดงักล่าวอยา่งครบถว้นเพียงพอและเป็นไป