and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market Competitiveness Code of Conduct and Code of Ethics The Board-Level Code of Governance
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
of the Department of Internal Trade Thai Ambassador to the Permanent Representative World Trade Organization in Geneva Trainings Leaders Program, Capital Market Academy National Defence Program
Policy Committee & Internal Audit Quality Assessment Committee, the Comptroller General’s Department, Ministry of Finance Member of Thailand Best Organization Award Committee, the Comptroller General’s
of the Department of Internal Trade Thai Ambassador to the Permanent Representative World Trade Organization in Geneva Trainings Leaders Program, Capital Market Academy National Defence Program
Policy Committee & Internal Audit Quality Assessment Committee, the Comptroller General’s Department, Ministry of Finance Member of Thailand Best Organization Award Committee, the Comptroller General’s
or internal operation; ● Complaints under the process of the court’s consideration or cases having reached final judgments; ● Repeated complaints of the same matters that have already been clarified
other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to assure that the SEC operation is appropriate, efficient and effective. Currently, the
Securities Business: regulations and standards in granting license, supervision, and internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP
Securities Business: regulations and standards in granting license, supervision, and internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP