guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
and advertisement Investments Due diligence on real estate to be invested Leverage limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and
trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing