, as appropriate. Principle 7.5 The board should ensure the establishment of a dedicated Investor Relations function responsible for regular, effective and fair communication with shareholders and
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
SHARE : Detail Content In the current context, the Thai capital market confronts volatility due to internal and external factors. The Securities and Exchange Commission (“SEC") is committed to bolstering
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
Duty). One year from the day when the wrongful act and person bound to make compensation become known to the injured person, or ten years from the day when the wrongful act was committed. Breach of
management’s handling of financial risk or difficulties and seek regular reports. 7.3.3 The board should ensure that any actions to improve the company’s financial position are reasonable and made for a proper
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
, such party has the right to appeal. Moreover, the court may impose any of the following measures, along with imprisonment and fine, on whom committed any offense under Section 278, Section 281/2