requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
NAV/AUM ของ บลจ. และอุตสาหกรรม ห้ามนับซ้ำ อำนาจสั่งการของ ก.ล.ต. ผู้จัดการกองทุน การวัดผลการดำเนินงาน การจัดทำงบการเงินของกองทุนรวม การกำหนดหลักเกณฑ์เพิ่มเติม การคำนวณและประกาศมูลค่าทรัพย์สิน (NAV
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about
(“ARFP"). There are currently 5 participating economies who are signatories to these frameworks, namely, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30
participating economies who are signatories to these frameworks, namely, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018