business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven business days under the common regional standards; (2) In the case of an Asia Region Funds Passport
following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven business days under the common regional standards; (2) In the case of an Asia Region Funds Passport
, as appropriate. Principle 7.5 The board should ensure the establishment of a dedicated Investor Relations function responsible for regular, effective and fair communication with shareholders and
(IFIAR) Financial Accounting Standards Board (FASB) International Accounting Standard Board (IASB) Supporting Accounting Profession to be in line with International Standards Auditor Supervision
process. Participating fund managers in signatory jurisdictions using this framework will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the
August 2010 8 STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED 3 September 2010 9 TISCO BANK PUBLIC COMPANY LIMITED 9 March 2011 10 UOB BANK PUBLIC COMPANY LIMITED 25 May 2012 11 FINANSA SECURITIES
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and