Nippon Pack (Thailand) Public Company Limited Nippon Pack (Thailand) Public Company Limited (NPP) prepared and submitted the inaccurate annual registration statement for the year 2014 (Form 56-1) to

Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate annual registration statement for the year 2015 (Form 56-1) to the SET and the SEC

Yarnapund Public Company Limited Yarnapund Public Company Limited (“YNP”), a securities issuer, failed to submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the Stock

submit the annual registration statement for the year 2015 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 1/2017 Settlement Committee Order No. 2/2017 Dated 18

annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09

the inaccurate the annual registration statement for the year 2017 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the annual registration statement for the year 2018 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

Mr. Monai Mettkaruchit Mr. Monai Mettkaruchit offer for selling the shares of Advance web service public company limited to the public without filing the registration statement and the draft

Singha Paratech Public Company Limited Singha Paratech Public Company Limited, failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and