doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the
majority resolution. (2) The mutual fund management company shall submit a request for amendments to the particulars of the register information and prepare a prospectus of the open-end fund. (3) The mutual
the debt instruments may be unable to pay the debt, all unitholders in the register of the funds on the day of such recording are entitled to the net income from assets received as repayment of debts
of unitholders register for dividend payment shall be announced on the following business day. (4) The NAV and the investment unit value as of the business day before selling the investment units to
following business day; (3) The NAV and the investment unit value as of the closing date of unitholders register for dividend payment shall be announced on the following business day. (4) The NAV and the
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccount.aspx English (United States) AuditorQualityAssuranceReview also a team of knowledgeable and competent engagement partner and audit staff
and title of executives / company's secretary Selection of directors and executives Remunerations Corporate governance (CG) / control of usage of internal information The total number of staff, number