sentenced Prachai Leophairatana and Chienchuang Kalayanamitr each for a 3-year imprisonment and ordered Stern Stewart & Co. (Thailand) Ltd. and TPI Polene Plc. (TPIPL) each to pay a fine of 6,900,300,000 baht
2012 issued regulations on the offering of ASEAN CIS to non-retail investors. This new regulation will be a codified set of new and existing regulations to accommodate both offerings to retail and non
and expand investor base but also provide more channels for fund mobilization. The SEC will set up a working group, comprising qualified experts and representatives from relevant organizations, to study
debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a
Bangkok, August 7, 2009 ? The SEC is conducting a public consultation on the proposed revision to derivative warrant (DW) rules to facilitate the issuance and offering of DW while ensuring proper
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
Bangkok, October 2, 2007 ? The SEC is conducting a public hearing on the proposed amendments to the shelf filing rules for the issuance of short-term debt securities to facilitate greater flexibility
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as