every person holding the position equivalent to the fourth rank", the departmental manager of such departments should not be considered as “executive". 2. In order to determine who is regarded as “person
manager of such departments should not be considered as “executive". 2. In order to determine who is regarded as “person holding executive position in Accounting or Finance Department whose rank is not
step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
an approval. The following qualifications will be considered: 1. Features [3] and the name of instruments comply with the requirements. 2. The transfer restriction is registered, including features of
- 10) II & HNW [1] PO [2] Approval Qualifications and approval rules - Application shall be submitted for an approval. The following qualifications will be considered: 1. Features [3] and the name
for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and
issuers will be taken into consideration along with the disclosure of financial positions and operating results in the prospectus. Credit rating agencies are considered to have the responsibility of
(a non-discretionary account) since it is not considered a practice of private fund management. Execution of Agreements for Management of Private funds or Provident Funds Management of private funds
considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and there shall be no expression of opinion that the auditor's