quarter last year. This is a consequence of altering the administration and management of projects to suit the work schedule. The changes are as follows: Cost of contract work amounts to Baht 210 million; a
) implement the corrective plan or guideline notified to the SEC Office under (2) in order to regain the maintenance of capital in accordance with the Notification concerning Maintenance of Capital within
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
February 21 ,2018 Subject : Clarification of Performance for 2017 To : The President The Stock Exchange of Thailand WICE Logistics Public Company Limited would like to clarify the altering operating
submitted its remediation plan to the Thailand SEC (SEC, 2019b). This would have helped them to quickly regain their reputation, win new clients and maintain existing clients. With limited choices of
altering such information. The derivatives dealer shall keep the information pertaining to derivatives business undertaking under Paragraph 1 for a period of not less than five years from the date on which
altering such information. The derivatives dealer shall keep the information pertaining to derivatives business undertaking under Paragraph 1 for a period of not less than five years from the date on which
specified under Clause 4, until such custodian can regain its financial position to be as required by the rules, and receives the permission from the Office to expand their business operation For the purpose