Securities and Exchange Commission throughout the approval period. I fully acknowledge that failure to proceed in accordance with this certification may lead to the SEC Office’s refusal to grant approval to

contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the

/7/43 18/7/43-19/9/43 Chicony Overseas Inc. บมจ.เอกธำรง เคจีไอ 3,156,267 หุ้น 687,900 W 66.70 19,044,129 หุ้น 191,800 W 38.31 27.88 หุ้น 71.61 W 27.88 หุ้น 38.80 W 28.00 744 ล้าน 10 บมจ.เดอะโคเจเนอ

/ Soi Road Sub-district District Province Zip Code Country Tel. Fax. E-mail Overseas Address : (only for a non-Thai national, please specify overseas contact address) 1.6 Academic Background Highest

ranking in preference order and notify the Office in writing within fifteen days from the date on which the Office notify the claimant of the respondent’s refusal or not showing of intention. If the

INVESTMENT CO.S.A บล.ทิสโก้ จก. 2,520,827 25.21 1,882,682 18.83 93.62 45 84,720,690 28 บมจ.ไทยโพลีอะคริลิค TPA 01/12/42 07/12/42- 13/01/43 Ineos Acrylics UK Overseas Holdco1 Limited บ.เอเซียติ๊ก อะคริลิค จำกัด

of private fund management or derivatives business in the category of derivatives fund manager, as the case may be. In case of overseas investment management, the designated person must be authorized

TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...

capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the

brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond