shall have the power to instruct the derivatives broker to rectify, undertake, or refrain from undertaking any act to comply with this notification, or shall have the power to revoke the approval of such
branch office continues, the Office shall have the power to instruct the derivatives broker to rectify, undertake, or refrain from undertaking any act to comply with this notification, or shall have the
Office immediately. Clause 12 Unless otherwise prescribed in Paragraph 2, the SEC Office shall have the power to order registered derivatives business operator who cannot maintain the qualification
with the approval of the Office; (4) Be a member of the association and shall refrain from violating relevant professional code of conduct and standards as specified by the association, in any aspects
prevent or cease the damage to a trust or the public, the SEC Office shall have the power to direct a trustee to act or refrain from acting within the prescribed period of time, in cases where its director
cease the damage to a trust or the public, the SEC Office shall have the power to direct a trustee to act or refrain from acting within the prescribed period of time, in cases where its director, manager
derivatives business operator's financial condition or operation, the SEC Office shall have the power to order such derivatives business operator to: (1) refrain from trading in derivatives unless such trading
business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment advisory service, ranging from the level of the