references when engaging senior audit staff? Does the firm examine or interview candidates before recruit them? C Training 1 Does the firm have an induction course for new audit staff on firm’s policies and
evidence references to be ready for the inspection by the Office at any time. Clause 14. Transaction between mutual fund management company and mutual fund which is under the same management company, shall
and facsimile numbers of other references such as securities registrar, representative of debenture holder, auditor, legal advisor, advisor or manager under the management agreement. 6.2 Significant