fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
associated with proprietary trading must be reduced, and client positions are to be transferred to other operator ( s ). Regulatory Summary Related Rules and Regulations Related Forms SHARE : For More
Infrastructure (10) Reduced Inequalities (11) Sustainable Cities and Communities (12) Responsible Consumption and Production (13) Climate Action (14)Life Below Water (15) Life on Land (16) Peace, Justice and
Infrastructure (10) Reduced Inequalities (11) Sustainable Cities and Communities (12) Responsible Consumption and Production (13) Climate Action (14)Life Below Water (15) Life on Land (16) Peace, Justice and