shall not have any restriction to redeem before date of maturity. Clause 8. Derivatives broker shall monitor and supervise to ensure that its personnel perform in accordance with this notification and its

notes, convertible bonds, or warrants could redeem or exercise their rights anytime during the exercise period, the issuer shall submit the report under the first paragraph to the SEC Office within 15

entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management company and shall include managing director or equivalent which is

ความเสี่ยงสูงกว่าที่ผู้ลงทุนจะรับได้ การจ่ายเงินปันผล ภาษี เงื่อนไขในการได้รับเงิน และ Auto redeem เป็นต้น (ง) กรณีการขายหน่วยลงทุน ต้อง 1. แจกหนังสือชี้ชวนให้แก่ผู้ลงทุน หรือให้ข้อมูลในหนังสือชี้ชวนให้

or promissory notes shall not have any restriction to redeem before date of maturity; (b) segregated by its own custody which must be done in a manner that such money can be clearly identified without

Finance with regulations prescribe the holder can redeem at the certain price or at the minimum price determined on the issuing date, by the securities company that is a selling or redemption agent of such

investors to redeem investment units directly from the mutual fund management company, the intermediary may accept redemption orders outside its offices without complying with subclause (1)(a) and (b) of the

Finance on the condition that the holder shall be able to redeem on a fixed price or a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to

traded fund (ETF) which allows investors to redeem investment units directly from the mutual fund management company, the intermediary may accept redemption orders outside its offices without complying

stock repurchase, cash paid for redeem debenture, instrument shown right in liabilities having characteristics similar to capital and dividend paid to shareholders etc., proving that excluding cash flows