Secondary Market/Securities Registrar Association related to Securities Business Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
the Provident Fund B.E. 2530 (as amended by the Ministerial Regulation No.7, No. 9, N0.10) 3 The identity Card of Registrar and Competent Officer B.E. 2532 SHARE : For More Information
Settlement Committee under the Provident Fund Act B.E. 2530 and the Securities and Exchange Act B.E. 2535 Appointment of the Registrar under the Provident Fund Act B.E. 2530 Promulgated under the
and Related Entities > Secondary Market/Securities Registrar Regulations SHARE : Detail Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules
Exchange Act B.E 2535 Minister The Securities and Exchange Commission Registrar The SEC Office Trade Association Associations related to securities businesses Summary of major provisions in supervising the
orders of the investment units. 19.3 The case of a mutual fund with investment units as securities listed in the Stock Exchange: (1) Closing the registrar of unitholders at a minimum of once a year; (2
foreign funds with total investment in Thailand's property (directly or indirectly) > 30 % of the NAV (at the closing of the registrar of unitholders) (2) Provisions for dividend payment (2.1) Where the
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine