)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed company. ● Undisclosed items / incorrect disclosure of information ● Other related documents/evidence
Mutual Fund > Fees Regulations SHARE : Detail Content Management of Mutual Fund 18. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined
holding of investment units more than one-third of the units outstanding (if any); Iist of fund managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the
managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual
items for shareholders’ meetings. The board should consider shareholders’ proposals to be included in the agenda, and if the board rejects a proposal, the reasons should be given at the meeting. (2
that the meeting consider such additional agenda item. However, it must wait until the consideration of the preceding items has been completed. Q: In case a shareholder holding at least 5 percent
continuously and promptly. 3.9.3 The board should have a mechanism that allows each board member and management to propose the inclusion of relevant items on the meeting agenda. 3.9.4 Meeting documents should be