oversee the operation related to important matters such as an audit committee, a credit limit consideration committee and an investment committee to allow such committees to screen and give recommendations

oversee the operation related to important matters such as an audit committee, a credit limit consideration committee and an investment committee to allow such committees to screen and give recommendations

Fund for public interest (Universal Service Obligation or USO)  Any other related fees Key conditions  Licensee is able to adopt any technologies under ITU-R Recommendations on IMT-Advanced (4G) and/or

proposals or recommendations regarding the activities of rated entities or obligors that could impact a credit rating of the rated entity or obligation, including but not limited to proposals or

mutandis. Clause 5 In seeking advice or recommendations from the investment committee, the trust manager shall undertake as follows: (1) the trust manager shall ensure that the members of the investment

for credit ratings or other services. 1.22 A CRA and its employees should not make proposals or recommendations regarding the activities of rated entities or obligors that could impact a credit rating

via KBank e-Learning system  Communicating to employees the Anti-Corruption Policy and informing them of communication channels for accepting information, suggestions or complaints via internal media

(FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been made with the financial institution to ensure that

by the Office, e.g. Financial Action Task Force (FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been

accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in