application for approval of establishment of limited company or public limited company to undertake such business with the Minister for his approval under the SEC’s recommendation. Such application shall be
with the Minister for his approval under the SEC’s recommendation. Such application shall be filed with the SEC via the SEC office in form and together with supplementary documents specified in the SEC’s
system, record keeping system and system for making reports concerning venture capital management; (4) be able to show that its human resource will be prompt and adequate with a view to responsibility for
, Finance Minister by the SEC's recommendation prescribes type of legal entity eligible to apply for approval on establishment of limited company or public limited company to undertake securities business in
By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister by the SEC’s recommendation hereby issues the following regulations. Clause 1 In this Notification: “securities
Business By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister, by the SEC's recommendation, hereby issues regulation as follows: Clause 1 Undertaking of venture
granting approval for establishment of company in accordance with the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities
capital management; (4) be able to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management consideration on which shall be based on the company
in the category of investment advisory service; (3) be able to show that its human resource will be prompt and adequate with a view to responsibility for investment advisory service. Where the