upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
scheme shall be filed with the SEC via the SEC Office and the SEC shall give recommendation and propose such scheme to the Minister for approval. The scheme shall be prepared with the details and
recommendation. 20 9.0 Shareholder rights 9.1 Share classes The board should disclose sufficient information about the material attributes of all of the company’s classes and series of shares on a timely basis
complete and establish monitoring process on the adherence to the ethical policies and procedures, as well as inform the staff on those policies and procedures. • Es tab l i sh and amend the appropriate
Classification : ใชภ้ายใน (Internal) 6 Green bond & Introduction Survey: WTP on Green bonds in Thailand Green bond premium in Thai and Foreign market Summary 6 Key summary The existing policy and recommendation in
human rights and diversity Adherence to Customer Centricity by initiating financial innovations to meet every aspect of customers’ needs Efficient risk management focusing on environmental, social, and
Company’s 2018 operating results. 3. Concurred with the Nominating and Remuneration Committee’s recommendation and resolved to propose to the AGM to approve the re-election of 3 following directors who