for an initial public offering (“IPO") The financial statements and the consolidated financial statements of the company for the most recent years, and the latest
the applicant to certify true copy is required. Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of the applicant to certify true copy is required
required. Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of the applicant to certify true copy is required. Photocopy of evidence of your audit firm's
redemption of investment units collect from the unitholders. (4) The mutual fund management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
formats of the recent assessments include (1) detailed report assessment (graded) and (2) technical note on specific areas to provide comments and policy recommendations that are appropriate for the
business license (if any); (3) copy of securities business licenses already obtained; (4) the most recent certificate of company registration issued by the partnership and company registrar, the Ministry of
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette