By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister by the SEC’s recommendation hereby issues the following regulations. Clause 1 In this Notification: “securities
Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о Securities Dealer о Derivatives Dealer • Advisor о
cases of unitholding for a consecutive period of not over one year, except that the SEC has granted a relaxation as deemed necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In
be reasonable and there must be a process that allows shareholders who are affected by dilution to take part in the consideration Public Offering Placement (at discount) means i n the case of a
cases of unitholding for a consecutive period of not over one year, except that the SEC has granted a relaxation as deemed necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In
transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately; (2.3) There are causes and necessities in order to protect the benefit of the investors
transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately; (2.3) There are causes and necessities in order to protect the benefit of the investors
Social Responsibility (CSR) Related party transaction Important points Does the company have related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the
9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the application form and supporting documents
9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the application form and supporting documents are