Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister by the SEC’s recommendation hereby issues the following regulations. Clause 1 In this Notification: “securities
shares at a discount causes dilution effect to the shareholders. Therefore, offers must be reasonable and there must be a process that allows shareholders who are affected by dilution to take part in the
into account the following two conditions: (1)The decision has been made with honest belief and reasonable ground that it is for the best interest of the company and; (2)The decision has been made
necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In the case of normal persons: the unitholders, the spouse and children not becoming sui juris, and the private fund of such
necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In the case of normal persons: the unitholders, the spouse and children not becoming sui juris, and the private fund of such
Supervisory Board or the SEC Office in cases where the officer, the employee or such other persons believe or have reasonable ground to honestly believe that there has been contravention of or failure to comply
related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the shareholders? Disclosed information Last period transactions: Names of related party and their
assets or securities of the open-end fund cannot be reasonably disposed of, distributed or transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately