> Management of Mutual Fund > Sale and repurchase of investment units Regulations SHARE : Detail Content Management of Mutual Fund 8. Sale and repurchase of investment units 8.1 An increase or reduction
> Management of Mutual Fund > Sale and repurchase of investment units Regulations SHARE : Detail Content Management of Mutual Fund 8. Sale and repurchase of investment units 8.1 An increase or reduction
investment units shall not be concentrated in the holding of any individuals or any groups of persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance
investment units shall not be concentrated in the holding of any individuals or any groups of persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance
have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
rohibited behaviors, b) inspecting audit works performed by the applicant to ensure the compliance with the ISAs, and c) inspecting the audit firm's quality management system to ensure
, Thailand Tel. +66 2695 9999 or +66 2695 9587 Fax. +66 2695 9793 e-mail : oca@sec.or.th 3. Approval Process The SEC will notify the applicant within a reasonable time period whether the
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management