Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
shares at a discount causes dilution effect to the shareholders. Therefore, offers must be reasonable and there must be a process that allows shareholders who are affected by dilution to take part in the
necessary and reasonable. 2. Rules for considering Associated Persons 2.1 In the case of normal persons: the unitholders, the spouse and children not becoming sui juris, and the private fund of such
securities, as well as important conditions of securities Shareholding structure (the first 10) Shareholder agreements Policy for payment of dividends (both the company and subsidiary) Management structure
Ministry of Finance regarding prescription of conditions for digital asset business operators to seek approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor
government official or as a consultant of a government agency which is a majority shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
of the period. Annual Reports Audited Financial Statement (Form Bor.Lor. 1 and Bor.Lor. 1.1) To be filed within 21 days from the date approved by shareholder meeting, but not more than four months