of the Attorney General (OAG) for criminal prosecution. In enforcing the law using the above channels, the SEC takes the due process approach based on legal principles and available evidence while
of the Attorney General (OAG) for criminal prosecution. In enforcing the law using the above channels, the SEC takes the due process approach based on legal principles and available evidence while
offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
Insurance Commission) (Available in Thai only) 1. Authorized person 2. High level executives 3. Actuary 4. Auditor
Insurance Commission) (Available in Thai only) 1. Authorized person 2. High level executives 3. Actuary 4. Auditor
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
. Financial advisor. Bondholders' representative/ trustee - (except in case of secured bonds) - (except in case of secured bonds) Required. Required. MTN program - Available. Available. Available. Registration
- Available. Available. Available. Registration with the Thai BMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [ 1] Except the case that issuers are financial