related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
release date of such analysis report or article to customers, as the case may be, and shall be readily accessible or open to inspection by the Office during the first two years of the 5-year period. Clause
article to customers, as the case may be, providing that the information shall be readily available for inspection by the SEC Office during the first two years of the five-year period. In cases where the
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
capability and total exposure of each customer. Clause 25/1 Derivative broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to
person from the register of person qualified to be fund manager. Clause 14. In the case where the electronic system in the web site of the Office has not yet been readily available, Clause 5, Clause 6
Clause 27 in a manner that it is readily available for immediate request or inspection by the SEC Office, and shall maintain such documentation for at least five years from the date of the closing of the